Summary of Enforcement Actions (3/1/2019 - 3/31/2019)

The Department of Real Estate is a licensing and regulatory agency empowered to seek disciplinary action through the State Office of Administrative Hearings against licensees who violate specific sections of the State Business and Professions Code. We also are empowered to file orders to desist and refrain against licensed and unlicensed individuals and entities. Available on this report are the following listings: disciplinary actions initiated against real estate licensees; filed orders to desist and refrain from unlawful activities; decisions on petition applications to reinstate/remove restrictions from licenses; applications for licenses that have been denied and/or were issued restricted licenses; and licenses that have been voluntarily surrendered.

NOTE: Click on the headings to sort by a specific column.

H-NUMBER REGION ACTION NAME LICENSE TYPE ADDRESS PLEAD EFFECTIVE VIOLATIONS TYPE
  • H04245SD
  • SacramentoReinstatement DeniedManni, ImanSalesperson835 5TH AVENUE SUITE 307 SAN DIEGO, CA 9210110/31/20113/19/2019B&P 10177(g)
    B&P 10176(i)
    Reg 2970
    B&P 10176(b)
    B&P 10137
    B&P 10177(d)
    B&P 10085
    B&P 10176(a)
    B&P 10130
    B&P 10085.5
    B&P 10145
    B&P 10146
    Reg 2972
    Transactional Accusation
  • H38031LA
  • Los AngelesReinstatement GrantedMcDonald, Garry AlexanderBroker34102 RUBY LANTERN #C DANA POINT, CA 926294/9/20123/20/2019B&P 10177(b)
    B&P 490
    Rap Accusation
  • H29483LA
  • Los AngelesReinstatement GrantedMitsevich, LanaSalesperson5416 ZELZAH AVE #302 ENCINO, CA 913165/10/20023/20/2019B&P 10177(b)
    B&P 480(a)
    B&P 10177(a)
    B&P 480(c)
    Statement of Issues
  • H08316SF
  • SacramentoReinstatement GrantedKarleskind, Andrew PeterBroker11 JAY COURT ALAMO, CA 945072/6/20033/18/2019B&P 10177(b)
    B&P 490
    Rap Accusation
  • H08408SF
  • SacramentoReinstatement GrantedLakireddy, SusilpaSalesperson2278 SHATTUCK AVE BERKELEY, CA 947045/8/20033/28/2019Other
  • H03865SAC
  • SacramentoRemoval of Restrictions GrantedNewsom, Nathan JamesSalesperson11905 RUBILITE WAY RANCHO CORDOVA, CA 9574212/17/20033/26/2019B&P 10177(b)
    B&P 480(a)
    Statement of Issues
  • H41122LA
  • Los AngelesOutright Revoc by Default DecisionMunawar, AwaisSalesperson8/22/20183/27/2019B&P 490
    B&P 10177(b)
    Rap Accusation
  • H41124LA
  • Los AngelesOutright Revoc by Default DecisionFregoso, JorgeSalesperson15629 FERNVIEW ST WHITTIER, CA 906048/30/20183/15/2019B&P 490
    B&P 10177(b)
    B&P 10186.2
    Rap Accusation
  • H12297SF
  • SacramentoDenial with Restricted License by Order HearingMcSweeney, Ashley LorraineSalesperson10/18/20183/14/2019B&P 10177(b)
    B&P 480(a)
    B&P 480(c)
    B&P 10177(a)
    Statement of Issues
  • H12357SF
  • SacramentoOutright Denial of ApplicationEstrada, Raymond AnthonyN/A1/24/20193/15/2019B&P 10177(b)
    B&P 480(a)
    B&P 480(c)
    B&P 10177(a)
    Statement of Issues
  • H41253LA
  • Los AngelesDenial with Restricted License by StipulationSotelo, Carlos ArnulfoSalesperson3/22/20193/18/2019B&P 10177(b)
    B&P 480(a)(1)
    Statement of Issues
  • H41254LA
  • Los AngelesDenial with Restricted License by StipulationSandoval, Federico MendozaSalesperson3/19/20193/5/2019B&P 10177(b)
    B&P 480(a)(1)
    Statement of Issues
  • H04984SD
  • Los AngelesOutright Denial of ApplicationElster, Desiree JeanN/A4/2/20183/15/2019B&P 10177(b)
    B&P 10177(j)
    B&P 480(a)
    Statement of Issues
  • H03190FR
  • SacramentoOutright Revoc by Order HearingMontalvo, ReynaldoSalesperson8/15/20183/5/2019B&P 10176(i)Transactional Accusation
  • H12256SF
  • SacramentoVoluntary License SurrenderPowers, Timothy KalamaBroker Officer109 LARK CT ALAMO, CA 945077/12/20183/29/2019B&P 10177(b)
    B&P 490
    B&P 10177(j)
    Rap Accusation
  • H40980LA
  • Los AngelesOutright Revoc by Order HearingDe Foort, Ryan ScottSalesperson325 S SAN DIMAS CANYON ROAD #134 SAN DIMAS, CA 917733/20/20183/4/2019B&P 490
    B&P 10177(b)
    Rap Accusation
  • H40724LA
  • Los AngelesOutright Revoc by Order HearingMuhammad, FeliciaSalespersonP O BOX 1507 LONG BEACH, CA 908017/21/20173/18/2019B&P 490
    B&P 10177(b)
    Reg 2910
    Rap Accusation
  • H41039LA
  • Los AngelesRevocation with Restr Lic by Order HearingMolino, Jeffrey CarlBroker7750 WINDSOR AVE HESPERIA, CA 923455/16/20183/28/2019B&P 10177(b)
    B&P 490
    Rap Accusation
  • H41171LA
  • Los AngelesOutright Revoc by Order HearingLiu, Emily ChangSalesperson16389 CADMIUM CT CHINO HILLS, CA 917099/27/20183/4/2019B&P 10177(b)
    B&P 10186.2
    Rap Accusation
  • H41158LA
  • Los AngelesOutright Revoc by Order HearingReum, Douglas ElliottBroker6270 MOUNT ANGELUS DRIVE #1 LOS ANGELES, CA 900429/13/20183/6/2019B&P 490
    B&P 10177(b)
    B&P 10177(f)
    Rap Accusation
  • H41159LA
  • Los AngelesOutright Revoc by Default DecisionGardian, Sam AlbertBroker27202 TRINIDAD CT VALENCIA, CA 9135410/5/20183/27/2019B&P 490
    B&P 10177(b)
    Rap Accusation
  • H06746SAC
  • SacramentoOutright Revoc by Default DecisionOberg, Julia JSalesperson2204 PENN CT SACRAMENTO, CA 9582512/19/20183/5/2019Rap Accusation
  • H04995SD
  • Los AngelesOutright Revoc by Order HearingWald, Marion ASalesperson3425 HASTY ST SAN DIEGO, CA 92115- 5/14/20183/12/2019B&P 490
    B&P 10177(b)
    B&P 10186.2
    Reg 2910
    B&P 10177(d)
    Rap Accusation
  • H12318SF
  • SacramentoVoluntary License SurrenderShiells, John StephenBroker22538 MISSION BLVD HAYWARD, CA 9454110/18/20183/8/2019B&P 490
    B&P 10177(b)
    B&P 10186.2
    Rap Accusation
  • H41161LA
  • Los AngelesOutright Revoc by Default DecisionMaina, Lynn MarieSalesperson71 DEL RAY CIRCLE THOUSAND OAKS, CA 9136010/8/20183/18/2019B&P 10177(b)
    B&P 490
    Rap Accusation
  • H41162LA
  • Los AngelesOutright Revoc by Default DecisionLeung, David CBroker2700 CHERRY AVE SIGNAL HILL, CA 9075510/9/20183/27/2019B&P 10177(b)
    B&P 490
    Rap Accusation
  • H40892LA
  • Los AngelesSuspension with Stay - Monetary PenaltyHall, Lance RichardSalesperson1933 UPPER RIM ROCK CANYON RD LAGUNA BEACH, CA 926512/22/20193/13/2019B&P 10177(g)
    B&P 10176(i)
    B&P 10177(o)
    B&P 10176(c)
    B&P 10176(b)
    B&P 10137
    B&P 10177(j)
    B&P 10177(d)
    B&P 10176(a)
    B&P 10176(g)
    Transactional Accusation
  • H41043LA
  • Los AngelesRevocation with Restr Lic by StipulationCan, RichardN/A5/21/20183/11/2019B&P 2830
    B&P 10177(g)
    Reg 2832.1
    Reg 2834
    Reg 2831
    B&P 10086
    B&P 10177(h)
    B&P 10159.2

    Reg 2951
    Reg 2831.1
    Reg 2835
    B&P 10177(d)
    B&P 10148(b)
    Reg 2831.2
    Reg 2832
    Reg 2725
    B&P 10145
    Audit Accusation
  • H41043LA
  • Los AngelesRevocation with Restr Lic by StipulationILoanmaster Inc, Corporation5/21/20183/11/2019B&P 10177(g)
    Reg 2832.1
    Reg 2831
    B&P 10086(a)/17006(a)(4)
    B&P 10141.6
    B&P 10176(e)

    Reg 2835
    Reg 2950(f)
    Reg 2951
    B&P 10177(d)
    Reg 2831.2
    Reg 2832
    B&P 2835(a)
    B&P 10145
    B&P 2835(b)
    Audit Accusation
  • H41327LA
  • Los AngelesDenial with Restricted License by StipulationPrado, Jorge AnthonySalesperson3/19/20193/7/2019B&P 10177(b)
    B&P 480(c)
    B&P 10177(a)
    Stip w/out Pleading
  • H03203FR
  • SacramentoOutright Denial of ApplicationSanchez, MargaritaN/A9/19/20183/1/2019B&P 10177(b)
    B&P 480(a)
    B&P 10177(a)
    Statement of Issues
  • H12051SF
  • SacramentoVoluntary License SurrenderAccola, Ralph ArnoldBroker114 S SUNNYVALE AVE SUNNYVALE, CA 940861/31/20173/4/2019B&P 10177(g)
    B&P 10176(i)
    Reg 2832.1
    Reg 2831
    B&P 10177(d)
    Reg 2831.1
    B&P 10130
    Reg 2831.2
    Reg 2832
    B&P 10145
    Audit Accusation
  • H12291SF
  • SacramentoDenial with Restricted License by StipulationErgas, Vincent AnthonySalesperson9/27/20183/7/2019B&P 10177(b)
    B&P 480(a)
    B&P 480(c)
    B&P 10177(a)
    Statement of Issues
  • H06726SAC
  • SacramentoDenial with Restricted License by Order HearingHaneffant, Edward PatrickSalesperson9/4/20183/4/2019Statement of Issues
  • H41121LA
  • Los AngelesOutright Revoc by Default DecisionMendenhall, Jade StarlynSalesperson5225 BLAKESLEE AVE #221 NORTH HOLLYWOOD, CA 916018/16/20183/15/2019B&P 490
    B&P 10177(b)
    B&P 10186.2
    Rap Accusation
  • H41263LA
  • Los AngelesOutright Denial of ApplicationMackay, Kyle DeanN/A1/14/20193/12/2019B&P 10177(a)Statement of Issues
  • H12250SF
  • SacramentoDenial with Restricted License by Order HearingHamp, Karen LynetteSalesperson7/11/20183/4/2019B&P 10177(b)
    B&P 10177(f)
    B&P 480(a)
    Statement of Issues
  • H41095LA
  • Los AngelesOutright Denial of ApplicationLin, AlexN/A7/18/20183/4/2019B&P 10177(b)
    B&P 480(a)
    Statement of Issues
  • H12352SF
  • SacramentoOutright Revoc by Default DecisionGangji, Faisal JSalesperson36004 SALISBURY DR NEWARK, CA 945601/4/20193/28/2019B&P 490
    B&P 10177(b)
    B&P 10186.2
    Rap Accusation
  • H41318LA
  • Los AngelesDenial with Restricted License by StipulationNorgren, Tamara ShanilleSalesperson3/12/20193/7/2019B&P 10177(b)
    B&P 475(a)(1)
    B&P 480(d)
    B&P 480(a)
    B&P 475(a)(2)
    B&P 10177(a)
    Stip w/out Pleading
  • H41346LA
  • Los AngelesDenial with Restricted License by StipulationSeward, Nicklaus EdwardSalesperson4/11/20193/12/2019B&P 10177(b)
    B&P 475(a)(1)
    B&P 480(d)
    B&P 480(a)
    B&P 475(a)(2)
    B&P 10177(a)
    Stip w/out Pleading
  • H41130LA
  • Los AngelesSuspension with Stay - Monetary PenaltyHill, MaryellenOfficer1111 TAHQUITZ CANYON WY STE 120 PALM SPRINGS, CA 922622/22/20193/14/2019B&P 10177(g)
    B&P 10177(h)
    B&P 10159.2
    B&P 10176(e)
    B&P 10177(d)
    Reg 2725
    Audit Accusation
  • H41130LA
  • Los AngelesSuspension with Stay - Monetary PenaltyMaryellen Hill Inc, Corporation1111 TAHQUITZ CANYON WY STE 120 PALM SPRINGS, CA 922622/22/20193/14/2019B&P 10177(g)
    Reg 2832.1
    Reg 2831
    B&P 10177(h)
    B&P 10176(e)
    Reg 2831.1
    Reg 2835
    B&P 10177(d)
    Reg 2832
    B&P 10145
    B&P 10145(a)
    Audit Accusation
  • H05015SD
  • Los AngelesOutright Denial of ApplicationDuin, Caitlin LarkinN/A8/7/20183/4/2019B&P 10177(b)
    B&P 480(a)
    Statement of Issues
  • H41006LA
  • Los AngelesDenial App MLO/Restricted MLO Lic EndrArciniega, RickBroker14278 BRONTE DR WHITTIER, CA 906024/2/20193/26/2019B&P 10166.051(b)

    B&P 10166.05(c)
    MLO Statement of Issues
  • H41113LA
  • Los AngelesRevocation with Restr Lic by StipulationValdez, Jesus RSalesperson16737 MAGNOLIA BLVD ENCINO, CA 914362/28/20193/20/2019B&P 490
    B&P 10177(b)
    Rap Accusation
  • H41077LA
  • Los AngelesRevocation with Restr Lic by StipulationBeaton, Kimberly WithersSalesperson2441 LAS POSITAS RD GLENDALE, CA 91208-23532/27/20193/19/2019B&P 490
    B&P 10177(b)
    B&P 10186.2
    Rap Accusation
  • H41000LA
  • Los AngelesOutright Revoc by Order HearingMiller, Everet GordonBroker Officer10120 HAYVENHURST AVE NORTH HILLS, CA 913434/9/20183/22/2019B&P 10177(g)
    B&P 10131(b)
    B&P 10176(m)
    Reg 2832.1
    B&P 10177(h)
    B&P 10137
    B&P 10177(j)
    B&P 10177(d)
    B&P 10148(b)
    B&P 10176(a)
    B&P 10131.6(b)
    Reg 2832
    B&P 10145
    Audit Accusation
  • H41000LA
  • Los AngelesOutright Revoc by Order HearingNijjar Realty Inc, Corporation4/9/20183/22/2019B&P 10177(g)
    B&P 10131(b)
    B&P 10176(m)
    Reg 2832.1
    B&P 10177(h)
    B&P 10137
    B&P 10176(j)
    B&P 10177(d)
    B&P 10148(b)
    B&P 10176(a)
    Reg 2832
    B&P 10145
    Audit Accusation
  • H03215FR
  • SacramentoOutright Denial of ApplicationZaragoza, Jamie ResheaN/A1/22/20193/26/2019Statement of Issues
  • H03218FR
  • SacramentoOutright Revoc by Default DecisionKornacher, JohannesSalesperson12/19/20183/5/2019B&P 10177(b)Rap Accusation
  • H06718SAC
  • SacramentoRevocation with Restr Lic by StipulationBruno, MichaelBroker OfficerPO BOX 355 SAN CARLOS, CA 940708/17/20183/19/2019Reg 2832.1
    B&P 10233.1
    B&P 10176(e)
    Reg 2835
    B&P 10240
    B&P 10238(k)(2)
    B&P 10145(a)
    Audit Accusation
  • H06718SAC
  • SacramentoRevocation with Restr Lic by StipulationCal West Home Loans Inc, Corporation8/17/20183/19/2019Reg 2832.1
    B&P 10233.1
    B&P 10176(e)
    Reg 2835
    B&P 10240
    B&P 10238(k)(2)
    B&P 10145(a)
    Audit Accusation
  • H09851SF
  • SacramentoRemoval of Restrictions GrantedYeung, KennethN/A240 ORTEGA ST SAN FRANCISCO, CA 941221/10/20073/12/2019B&P 10177(b)
    B&P 480(a)
    Statement of Issues
  • H03222FR
  • SacramentoDenial with Restricted License by StipulationBrown, Nicole LeeSalesperson1/18/20193/7/2019Statement of Issues
  • H12348SF
  • SacramentoOutright Revoc by Default DecisionArbulich, David MatthewSalesperson1162 EDSEL DR UNIT 4 MILPITAS, CA 950351/4/20193/28/2019B&P 490
    B&P 10177(b)
    B&P 10186.2
    Rap Accusation
  • H06523SAC
  • SacramentoOutright Revoc by Default DecisionSamchuk, AllaSalesperson3269 MT TAMALPAIS DR ROSEVILLE, CA 957474/6/20173/15/2019B&P 10177(b)
    B&P 490
    B&P 10177(j)
    B&P 10177(d)
    B&P 10186.2(a)(1)
    B&P 10186.2 (b)
    Rap Accusation
  • H06627SAC
  • SacramentoOutright Revoc by Order HearingMckissick, Ransome CarlSalesperson Officer495 RICHFIELD DR, #2 SAN JOSE, CA 951293/8/20183/28/2019
    B&P 10166.05(b)
    B&P 10166.05(c)
    Reg 2758.3
    B&P 10166.02
    B&P 10177(k)
    B&P 10177(a)
    Transactional Accusation
  • H41149LA
  • Los AngelesRevocation with Restr Lic by Order HearingLambert, Frederik'a EBroker11544 VOLANTE DR FONTANA, CA 923378/30/20183/18/2019B&P 490
    B&P 10177(b)
    B&P 10186.2
    Rap Accusation
  • H12356SF
  • SacramentoSuspension with Stay - Monetary PenaltyWindsor Management Corporation, Corporation1/2/20193/8/2019Audit Accusation
  • H12356SF
  • SacramentoSuspension with Stay - Monetary PenaltyGriggs, Elizabeth BunkerBroker Officer250 LAFAYETTE CIR STE 100 LAFAYETTE, CA 945491/2/20193/8/2019B&P 10177(h)
    B&P 10159.2
    B&P 10159.5
    Audit Accusation
  • H06577SAC
  • SacramentoRevocation with Restr Lic by Order HearingJohnson, Maurine RuthBrokerPO BOX 370 PARADISE, CA 959677/12/20173/14/2019B&P 10177(g)
    B&P 10176(i)
    B&P 10177(j)
    B&P 10137
    B&P 10177(d)
    B&P 10176(a)
    Transactional Accusation
  • H06577SAC
  • SacramentoOutright Revoc by Order HearingMyers, Linda EBroker3166 GODMAN AVE CHICO, CA 959737/12/20173/14/2019B&P 10166.05
    B&P 10176(i)
    Reg 2731
    B&P 10159.2
    B&P 10177(j)
    B&P 10177(d)
    B&P 10176(a)
    B&P 10166.02
    B&P 10166.02(b)
    Transactional Accusation
  • H06608SAC
  • SacramentoSuspension with Stay - Monetary PenaltyHolland, Allison ArkleyBroker Officer323 5TH ST EUREKA, CA 955011/22/20183/29/2019B&P 10177(g)
    Reg 2834
    B&P 10177(h)
    B&P 10159.2
    B&P 10177(d)
    Reg 2832
    Reg 2725
    B&P 10145
    Audit Accusation
  • H06608SAC
  • SacramentoSuspension with Stay - Monetary PenaltySN Servicing Corporation, Corporation1/22/20183/29/2019B&P 10177(g)
    Reg 2834
    B&P 10177(d)
    Reg 2832
    B&P 10145
    Reg 2725
    Audit Accusation
  • H41306LA
  • Los AngelesDenial with Restricted License by StipulationSelburg, Sabrina AnnSalesperson4/11/20193/12/2019B&P 10177(b)
    B&P 475(a)(1)
    B&P 480(d)
    B&P 480(a)
    B&P 475(a)(2)
    B&P 10177(a)
    Stip w/out Pleading
  • H41319LA
  • Los AngelesDenial with Restricted License by StipulationHartley, GabrielSalesperson3/12/20193/7/2019B&P 10177(b)
    B&P 10177(a)
    Stip w/out Pleading
  • H41184LA
  • Los AngelesDenial with Restricted License by Order HearingOsman-Lambrinos, Jasmine JeylanSalesperson10/15/20183/5/2019B&P 10177(b)
    B&P 10177(j)
    B&P 480(d)
    B&P 480(a)
    B&P 10177(a)
    Statement of Issues
  • H41225LA
  • Los AngelesDenial with Restricted License by StipulationKeyes, LeighanneSalesperson3/20/20193/15/2019B&P 10177(b)
    B&P 475(a)(1)
    Reg 2910
    B&P 480(d)
    B&P 480(a)
    B&P 475(a)(2)
    B&P 10177(a)
    Statement of Issues
  • H03212FR
  • SacramentoSuspension with Stay - Monetary PenaltyRushing, Timothy JamesBrokerPO BOX 2714 TURLOCK, CA 9538111/16/20183/15/2019B&P 10145(g)
    Reg 2731
    Reg 2831
    Reg 2831.1
    Reg 2831.2
    Reg 2832
    B&P 10159.5
    B&P 10145
    Audit Accusation
  • H41238LA
  • Los AngelesOutright Revoc by Default DecisionLindemann, Lisa MarieSalesperson22946 COUNCIL BLUFFS LAKE FOREST, CA 9263012/17/20183/18/2019B&P 490
    B&P 10177(b)
    Rap Accusation
  • H41252LA
  • Los AngelesOutright Revoc by Default DecisionEC Capital Realty and Loans, Corporation1/3/20193/18/2019MLO Accusation
  • H41252LA
  • Los AngelesOutright Revoc by Default DecisionLin, YunchengBroker OfficerPO BOX #665 SAN GABRIEL, CA 917781/3/20193/18/2019MLO Accusation
  • H40931LA
  • Los AngelesOutright Revoc by Order HearingMolina, Jose AlbertoBroker13337 SOUTH ST # 776 CERRITOS, CA 9070373081/30/20183/18/2019Transactional Accusation
  • H41174LA
  • Los AngelesOutright Denial of ApplicationLove, Karla BellosoN/A9/28/20183/19/2019B&P 10177(b)
    Reg 2910
    B&P 480(a)(1)
    B&P 475(a)(2)
    B&P 475(a)(3)
    B&P 480(a)(2)
    Statement of Issues
  • H06659SAC
  • SacramentoRevocation with Restr Lic by StipulationMacDonald, AllanSalespersonPO BOX 2645 PARADISE, CA 959673/28/20183/5/2019B&P 10177(b)
    B&P 490
    Rap Accusation
  • H12241SF
  • SacramentoOutright Denial of ApplicationO'Neill, Kathleen HopeN/A5/11/20183/14/2019B&P 10177(b)
    B&P 480(a)(1)
    B&P 10177(f)
    B&P 480(a)
    B&P 480(c)
    B&P 10177(a)
    Statement of Issues
  • H41091LA
  • Los AngelesSuspension with Stay - Monetary PenaltyLuo, YaotianBroker Officer108 CRYSTAL CT ARCADIA, CA 910062/25/20193/18/2019Reg 2832.1
    Reg 2731
    Reg 2831
    B&P 10141.6
    Reg 2951
    Reg 2831.1
    B&P 10161.8
    Reg 2832
    Reg 2950(g)
    Reg 2725
    B&P 10145
    Reg 2950(d)
    B&P 10159.5
    Audit Accusation
  • H41091LA
  • Los AngelesSuspension with Stay - Monetary PenaltySkyway Investment Corporation, Corporation149 E DUARTE RD ARCADIA, CA 910062/25/20193/18/2019Reg 2832.1
    Reg 2731
    B&P 10141.6
    B&P 2950
    Reg 2951
    Reg 2752
    B&P 10161.8
    B&P 10159.5
    B&P 10145
    Audit Accusation
  • H06711SAC
  • SacramentoRevocation with Restr Lic by StipulationYoung, Richard YeeSalesperson370 LOGWOOD DR REDDING, CA 960039/12/20183/18/2019Rap Accusation
  • H12269SF
  • SacramentoVoluntary License SurrenderSaxe Real Estate Management, Services IncCorporation1999 VAN NESS AVE SAN FRANCISCO, CA 9410910/3/20183/29/2019B&P 10145(g)
    Reg 2832.1
    Reg 2831.1
    B&P 10177(d)
    Reg 2831.2
    B&P 10177(k)
    B&P 10145(a)
    Audit Accusation
  • H12269SF
  • SacramentoVoluntary License SurrenderZhang, Le StevenBroker Officer1999 VAN NESS AVE SAN FRANCISCO, CA 9410910/3/20183/29/2019Audit Accusation
  • H41259LA
  • Los AngelesOutright Revoc by Default DecisionDena, Eric ABroker Officer200 SPECTRUM CENTER DRIVE SUITE 300 IRVINE, CA 926181/10/20193/20/2019Reg 2847.3
    Reg 2731
    B&P 10236.4
    B&P 10140.6
    B&P 10162
    B&P 10159.5
    Transactional Accusation
  • H36474LA
  • Los AngelesReinstatement Denied but Right to RestrictedVolner, BarakBroker Officer5644 LAKE LINDERO DR AGOURA HILLS, CA 9130111/1/20103/11/2019B&P 10177(g)
    B&P 10176(i)
    Reg 2832.1
    Reg 2834
    Reg 2970
    B&P 10177(h)
    Reg 2840.1
    B&P 10176(e)
    B&P 10085
    B&P 10177(d)
    B&P 10240
    B&P 10130
    B&P 10145
    Reg 2840
    Audit Accusation
  • H11937SF
  • SacramentoSuspension with Stay - Monetary PenaltyHe, YingBroker Officer32 BYXBEE ST SAN FRANCISCO, CA 941321/27/20163/5/2019B&P 10177(g)
    B&P 10176(i)
    B&P 10177(j)
    B&P 10177(d)
    B&P 10176(a)
    Transactional Accusation
  • H39693LA
  • Los AngelesReinstatement Denied but Right to RestrictedTran, John TSalesperson8846 TURPIN STREET ROSEMEAD, CA 9177012/23/20143/11/2019B&P 10177(b)
    B&P 490
    Rap Accusation
  • H04686SD
  • Los AngelesRemoval of Restrictions GrantedLaFrance, Stuart LeslieSalesperson8827 SIWANOY CT SANTEE, CA 920714/1/20153/5/2019B&P 10177(b)
    B&P 475(a)(1)
    B&P 480(a)
    B&P 475(a)(2)
    B&P 480(c)
    B&P 10177(a)
    Statement of Issues
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