Summary of Enforcement Actions (5/1/2019 - 5/31/2019)

The Department of Real Estate is a licensing and regulatory agency empowered to seek disciplinary action through the State Office of Administrative Hearings against licensees who violate specific sections of the State Business and Professions Code. We also are empowered to file orders to desist and refrain against licensed and unlicensed individuals and entities. Available on this report are the following listings: disciplinary actions initiated against real estate licensees; filed orders to desist and refrain from unlawful activities; decisions on petition applications to reinstate/remove restrictions from licenses; applications for licenses that have been denied and/or were issued restricted licenses; and licenses that have been voluntarily surrendered.

NOTE: Click on the headings to sort by a specific column.

H-NUMBER CITATION NO REGION ACTION NAME LICENSE TYPE ADDRESS PLEAD EFFECTIVE VIOLATIONS TYPE
  • H03161FR
  • SacramentoD&R OAH AffirmedRuiz, FernandoSalesperson3/5/20185/22/2019Desist & Refrain
  • H03161FR
  • SacramentoOther OrderLuna, RaulBroker OfficerP O BOX 1340 CERES, CA 953073/5/20185/22/2019Desist & Refrain
  • H03161FR
  • SacramentoOther OrderProperties180.com, N/A3/5/20185/22/2019Desist & Refrain
  • H03209FR
  • SacramentoOutright Denial of ApplicationRamos, Christina MarieN/A11/16/20185/29/2019Statement of Issues
  • H03211FR
  • SacramentoDenial with Restricted License by Order HearingDominguez, Deicy AndradeSalesperson12/20/20185/27/2019B&P 10177(b)Statement of Issues
  • H03213FR
  • SacramentoDenial with Restricted License by Order HearingQuintero, April MarieSalesperson11/28/20185/15/2019Statement of Issues
  • H03233FR
  • SacramentoOutright Denial of ApplicationFreeman, Walter AllenN/A3/5/20195/1/2019B&P 10177(b)Statement of Issues
  • H03234FR
  • SacramentoOutright Denial of ApplicationWalker, Dahn JN/A3/21/20195/16/2019B&P 10177(b)Statement of Issues
  • H04890SD
  • Los AngelesReinstatement DeniedCampos, Ana CristinaSalesperson845 CREST DR CHULA VISTA, CA 919103/16/20175/23/2019B&P 490, B&P 10177(b), Reg 2910, B&P 10177(j)Rap Accusation
  • H04983SD
  • Los AngelesRevocation with Restr Lic by StipulationAll Service Property Management - East, County, Inc.Corporation3/19/20185/14/2019B&P 2830, Reg 2834, Reg 2832.1, Reg 2731, Reg 2752, Reg 2831.2, Reg 2832, B&P 10176(g), B&P 10159.5, B&P 10145Transactional Accusation
  • H04983SD
  • Los AngelesRevocation with Restr Lic by StipulationTibbetts, Anthony RaymondBroker Officer8200 ALLISON AVE LA MESA, CA 919423/19/20185/14/2019B&P 10177(g), B&P 10137, B&P 10177(d)Transactional Accusation
  • H04983SD
  • Los AngelesSuspension[with stay]Armadillo Inc, Corporation3/19/20185/14/2019B&P 10177(g), B&P 10177(d)Transactional Accusation
  • H04983SD
  • Los AngelesSuspension[with stay]Struyk, Tony WimBroker Officer1262 SCOTT STREET SAN DIEGO, CA 921063/19/20185/14/2019B&P 10177(g), B&P 10177(h), B&P 10159.2, B&P 10177(d), Reg 2725Transactional Accusation
  • H05013SD
  • Los AngelesOutright Revoc by Default DecisionGreen, Robert LeeSalesperson23789 MOONGLOW CT RAMONA, CA 92065-45179/17/20185/30/2019B&P 490, B&P 10177(b), B&P 10186.2Rap Accusation
  • H05035SD
  • Los AngelesOutright Revoc by Default DecisionColeman, Jennifer LBroker OfficerPO BOX 90969 SAN DIEGO, CA 9216911/14/20185/8/2019B&P 10177(g), B&P 10177(h), B&P 10159.2, Reg 2725Transactional Accusation
  • H05035SD
  • Los AngelesOutright Revoc by Default DecisionProoples Inc, Corporation11/14/20185/8/2019B&P 10177(g), B&P 10177(h), B&P 10159.2, B&P 10148, B&P 10177(d), Reg 2831.1, Reg 2831.2, Reg 2725, B&P 10145Transactional Accusation
  • H05037SD
  • Los AngelesOutright Revoc by Order HearingWibier, Crystal HollyN/A11/21/20185/2/2019B&P 10177(b), B&P 475(a)(1), B&P 480(a)(1), B&P 480(d), B&P 475(a)(2), B&P 475(a)(3), B&P 10177(a)Statement of Issues
  • H05052SD
  • Los AngelesOutright Revoc by Default DecisionAAREAU Corporation, Corporation3/1/20195/7/2019B&P 10177(g), B&P 10177(h), B&P 10148, B&P 10159.2, B&P 10177(d), B&P 10162, Reg 2725Audit Accusation
  • H05052SD
  • Los AngelesOutright Revoc by Default DecisionWheeler, Aaron FarrelBroker Officer3/1/20195/7/2019B&P 10177(g), B&P 10177(h), B&P 10148, B&P 10159.2, B&P 10177(d), B&P 10162, Reg 2725Audit Accusation
  • H05060SD
  • Los AngelesOutright Denial of ApplicationHernandez, Mario Antonio TadeoN/A4/11/20195/31/2019B&P 10177(b), B&P 480(a)(1), B&P 475(a)(2)Statement of Issues
  • H06474SAC
  • SacramentoRevocation with Restr Lic by StipulationAAA Advantage Realty Inc, Corporation1023 N COURT ST ALTURAS, CA 96101-332812/20/20165/6/2019B&P 10177(g), Reg 2832.1, B&P 10176(i), B&P 10177(d), Reg 2832, B&P 10145Audit Accusation
  • H06474SAC
  • SacramentoRevocation with Restr Lic by StipulationStevenson, Sandra JoBroker Officer1023 N COURT ST ALTURAS, CA 96101-332812/20/20165/6/2019B&P 10177(g), Reg 2832.1, B&P 10176(i), B&P 10177(h), B&P 10159.2, B&P 10177(d), Reg 2831.2, Reg 2832, B&P 10145, Reg 2725Audit Accusation
  • H06556SAC
  • SacramentoVoluntary License SurrenderCamacho, Joseph AdelbertBrokerPO BOX 7890 STOCKTON, CA 95267- 8/25/20175/29/2019Audit Accusation
  • H06677SAC
  • SacramentoRevocation with Restr Lic by StipulationAll Inclusive Realty Group, Inc., Corporation7/23/20185/15/2019B&P 10177(g), B&P 10137, B&P 10177(d), Reg 2832Transactional Accusation
  • H06677SAC
  • SacramentoRevocation with Restr Lic by StipulationAtilano, Mark AnthonySalesperson9624 ARLISSON DR SACRAMENTO, CA 958277/23/20185/15/2019B&P 10177(g), B&P 10161.8(a), B&P 10137, B&P 10177(d), Reg 2752, B&P 10161.8(b), B&P 10130Transactional Accusation
  • H06677SAC
  • SacramentoRevocation with Restr Lic by StipulationKlassen, Keith ArnoldBroker Officer2208 3RD AVE SACRAMENTO, CA 958187/23/20185/15/2019B&P 10177(g), B&P 10177(h), B&P 10159.2, B&P 10177(d), Reg 2832, Reg 2725Transactional Accusation
  • H06677SAC
  • SacramentoSuspension No StayAll Inclusive Capital, Inc., N/A7/23/20185/15/2019B&P 10137Transactional Accusation
  • H06696SAC
  • SacramentoOutright Denial of ApplicationWischmeyer, Michael JamesSalesperson6/19/20185/15/2019B&P 10177(b), B&P 10177(j), B&P 480(a)Statement of Issues
  • H06740SAC
  • SacramentoVoluntary License SurrenderNewton, Robert EllisSalesperson356 BROOKSIDE DR CHICO, CA 9592811/1/20185/30/2019Rap Accusation
  • H06756SAC
  • SacramentoOutright Denial of ApplicationAnderson, Jon RamzyN/A12/12/20185/16/2019Statement of Issues
  • H06782SAC
  • SacramentoDenial with Restricted License by StipulationCummings, Jerrald ShyroneSalesperson2/7/20195/29/2019Statement of Issues
  • H06797SAC
  • SacramentoOutright Revoc by Default DecisionNguyen, Vinh NSalesperson5001 WHISTLERS BEND WAY EL DORADO HILLS, CA 957622/11/20195/16/2019Rap Accusation
  • H06803SAC
  • SacramentoRevocation with Restr Lic by StipulationConway, Patricia MarieSalesperson676 EAST 7TH AVE CHICO, CA 959263/5/20195/28/2019Rap Accusation
  • H06806SAC
  • SacramentoOutright Denial of ApplicationBakari, Mosi MbitaN/A4/17/20195/31/2019Statement of Issues
  • H06808SAC
  • SacramentoD&R Service Effected - AcknowlMoss, Matthew WayneN/A4/24/20195/2/2019B&P 10131(d), B&P 10130Desist & Refrain
  • H07959SF
  • SacramentoReinstatement GrantedThayer, Fred TimSalesperson300 WARWICK STREET DALY CITY, CA 940155/31/20015/16/2019B&P 10177(b), B&P 490Rap Accusation
  • H08300SF
  • SacramentoRemoval of Restrictions GrantedCosta, Felicia JadeBroker Officer2535 J STREET EUREKA, CA 95501-42521/21/20035/21/2019B&P 10177(b), B&P 480(a), B&P 10177(a), B&P 480(c)Statement of Issues
  • H08396SF
  • SacramentoRemoval of Restrictions GrantedDimitropoulos, NicholasBroker5230 KARM WAY SACRAMENTO, CA 958425/6/20035/16/2019B&P 10177(b), B&P 480(a)Statement of Issues
  • H08794SF
  • SacramentoRemoval of Restrictions GrantedNguyen, Nancy HanhSalesperson4622 HILLTOP VIEW LN SAN JOSE, CA 951389/28/20045/16/2019B&P 10177(b), B&P 480(a), B&P 10177(a)Statement of Issues
  • H11114SF
  • SacramentoReinstatement GrantedHo, LarrySalesperson Officer3260 CUESTA DRIVE SAN JOSE, CA 951484/19/20115/21/2019B&P 10177(g), B&P 10177(h), B&P 10159.2, B&P 10177(d)Audit Accusation
  • H11823SF
  • SacramentoReinstatement GrantedDaniel, David GeorgeBroker Officer7505 PHINNEY PL SAN JOSE, CA 951393/11/20155/16/2019B&P 10085.6, B&P 10177(g), Reg 2834, Reg 2831, B&P 10177(h), B&P 10176(e), B&P 10137, B&P 10159.2, Reg 2831.1, Reg 2835, B&P 10177(d), Reg 2831.2, B&P 10130, Reg 2832, B&P 10145, B&P 10146, Reg 2972, Reg 2725Audit Accusation
  • H11983SF
  • SacramentoSuspension with Stay - Monetary PenaltyMayne, Jeffrey BrianBroker Officer222 WELLER ST STE 2 PETALUMA, CA 949526/29/20165/28/2019B&P 10177(g), B&P 10232.2(a), B&P 10238(k)(3), Reg 2832.1, Reg 2831, B&P 10177(h), B&P 10159.2, B&P 10177(d), Reg 2831.1, B&P 10238(o), B&P 10232.5, B&P 10232.25, B&P 10238(f), Reg 2832, B&P 10238(a), B&P 10145Audit Accusation
  • H11983SF
  • SacramentoSuspension with Stay - Monetary PenaltySonoma Equity Lending Corporation, Corporation222 WELLER ST STE 2 PETALUMA, CA 949526/29/20165/28/2019B&P 10177(g), B&P 10232.2(a), B&P 10238(k)(3), Reg 2832.1, Reg 2831, B&P 10177(d), B&P 10238(o), B&P 10232.5, B&P 10232.25, B&P 10238(f), Reg 2832, B&P 10238(a), B&P 10145Audit Accusation
  • H12177SF
  • SacramentoSuspension with Stay - Monetary PenaltyHaury, Thomas GerardBroker6 SPRAY AVE MONTEREY, CA 9394012/13/20175/23/2019B&P 10177(d), B&P 10130, Reg 2832, B&P 10145Audit Accusation
  • H12185SF
  • SacramentoOutright Revoc by Default DecisionFreiling, Matthew ChristopherSalesperson1075 SARATOGA AVENUE APT 9 SAN JOSE, CA 951291/29/20185/10/2019B&P 490, B&P 10177(b), B&P 10186.2Rap Accusation
  • H12229SF
  • SacramentoOutright Revoc by Default DecisionMartin, Deanna MarieSalesperson7290 ELBA CT DUBLIN, CA 9456810/22/20185/30/2019Audit Accusation
  • H12229SF
  • SacramentoOutright Revoc by Default DecisionMartin, Manuel NormanSalesperson7588 NORTHLAND PL SAN RAMON, CA 9458310/22/20185/30/2019Audit Accusation
  • H12254SF
  • SacramentoSuspension with Stay - Monetary PenaltySchwarzbach, Donna JN/A817 W MINER STREET YREKA, CA 960977/17/20185/7/2019Reg 2834, B&P 10145(a)(2), B&P 10176(i), Reg 2832.1, Reg 2831, Reg 2773, B&P 10140.6(b), Reg 2832, B&P 10145(a), B&P 10145Audit Accusation
  • H12286SF
  • SacramentoSuspension with Stay - Monetary PenaltyLazaro, John LeeBroker Officer444 N STATE STREET UKIAH, CA 954828/14/20185/3/2019B&P 10159.2(c), Reg 2725Audit Accusation
  • H12286SF
  • SacramentoSuspension with Stay - Monetary PenaltyMendo Realty Property Management Inc, Corporation8/14/20185/3/2019Reg 2834, Reg 2832.1, B&P 10176(e), B&P 10145Audit Accusation
  • H12308SF
  • SacramentoOutright Revoc by Order HearingDe Gouveia, Kathy De JesusSalesperson1048 LEWIS STREET SANTA CLARA, CA 9505011/6/20185/16/2019B&P 490, B&P 10177(b), B&P 10186.2Rap Accusation
  • H12314SF
  • SacramentoOutright Revoc by Order HearingLopez, Odalys AngelesSalesperson7515 MONET PLACE ROHNERT PARK, CA 9492810/24/20185/15/2019B&P 490, B&P 10177(b), B&P 10186.2, B&P 10177(a)Rap Accusation
  • H12358SF
  • SacramentoDenial with Restricted License by StipulationBaboin, Thomas EricSalesperson1/9/20195/16/2019B&P 10177(b), B&P 480(a), B&P 480(c), B&P 10177(a)Statement of Issues
  • H35935LA
  • Los AngelesReinstatement GrantedWilliamson, Jason PaulBroker1015 DELAWARE STREET HUNTINGTON BEACH, CA 926485/7/20095/31/2019B&P 10177(b), B&P 490Rap Accusation
  • H36566LA
  • Los AngelesReinstatement DeniedKiemm, Andrew KennethBroker OfficerP O BOX 4955 ORANGE, CA 928639/13/20105/23/2019B&P 10177(g), B&P 10177(h), B&P 10159.2, B&P 10177(d)Audit Accusation
  • H38298LA
  • Los AngelesReinstatement GrantedDonaire, Julio ManuelBroker8360 TAMPA AVE NORTHRIDGE, CA 913247/26/20125/1/2019B&P 10085.6, B&P 10177(g), Reg 2970, B&P 10148, B&P 10177(d), B&P 10085, B&P 10176(a), Reg 2832, B&P 10145, B&P 10146, Reg 2972Audit Accusation
  • H38910LA
  • Los AngelesReinstatement DeniedNaranjo, AdelaSalesperson449 W FIFTH ST OXNARD, CA 930306/12/20135/6/2019B&P 10177(b), B&P 490Rap Accusation
  • H40355LA
  • Los AngelesReinstatement GrantedJimenez, Sharon KateSalesperson19431 RUE DE VALORE 5B FOOTHILL RANCH, CA 926108/25/20165/28/2019B&P 498, B&P 10177(a)Rap Accusation
  • H40544LA
  • Los AngelesOther OrderColeman, LeotisBroker707 N LA BREA AVE INGLEWOOD, CA 903022/14/20175/20/2019B&P 10177(g), Reg 2731, B&P 10176(i), B&P 10131(d), B&P 10177(h), B&P 10148, B&P 10177(j), B&P 10159.2, B&P 10177(d), B&P 10163, B&P 10176(a), B&P 10159.5, B&P 10162, Reg 2725Transactional Accusation
  • H40831LA
  • Los AngelesRevocation with Restr Lic by StipulationBroukhim, PouyanBroker Officer6380 WILSHIRE BLVD #1610 LOS ANGELES, CA 900484/18/20195/17/2019B&P 10177(g), B&P 10177(h), B&P 10177(d)Audit Accusation
  • H40831LA
  • Los AngelesRevocation with Restr Lic by StipulationPB Financial Group Corp, Corporation6380 WILSHIRE BLVD #1610 LOS ANGELES, CA 900484/18/20195/17/2019B&P 10177(g), Reg 2970, B&P 10131(d), Reg 2831, Reg 2846.8, B&P 10177(d), B&P 10232.25, Reg 2849.01, B&P 10240, B&P 10232.2(c), Reg 2832, B&P 10176(g), B&P 10140.6, B&P 10145, B&P 10146Audit Accusation
  • H41033LA
  • Los AngelesSuspension[with stay]KS Capital, Inc., Corporation5/8/20185/25/2019B&P 10177(g), B&P 10240(a), B&P 10131(d), B&P 10177(h), B&P 10232.4, Financial Code 4995.2, B&P 10159.2, B&P 10232.5, Reg 2846, Reg 2842, B&P 10232.3(b), B&P 10177(d), B&P 10148(b), B&P 4979.6, Reg 2840, Reg 2725Audit Accusation
  • H41066LA
  • Los AngelesSuspension[with stay]Fathom Realty Group Inc., Corporation6628 W 87 PL LOS ANGELES, CA 900454/26/20195/16/2019Audit Accusation
  • H41073LA
  • Los AngelesOutright Revoc by Order HearingRey, Richard JohnBroker6214 TURNERGROVE DR LAKEWOOD, CA 907136/8/20185/2/2019B&P 10177(f)Rap Accusation
  • H41119LA
  • Los AngelesSuspension[with stay]Rasmussen, John DavidBroker Officer8422 CERULEAN GARDEN GROVE, CA 928414/16/20195/6/2019B&P 10177(g), B&P 10131(a), B&P 10131(d), B&P 10177(h), B&P 10159.2, B&P 10177(d), B&P 10130, Reg 2725Transactional Accusation
  • H41119LA
  • Los AngelesSuspension[with stay]Southland Lending Services, CorporationCorporation8422 CERULEAN GARDEN GROVE, CA 928414/16/20195/6/2019B&P 10131(a) , B&P 10177(g), B&P 10131(d), B&P 10177(h), B&P 10159.2, B&P 10177(d), B&P 10130, Reg 2725Transactional Accusation
  • H41131LA
  • Los AngelesSuspension with Stay - Monetary PenaltyGryder, Jason LanceBroker603 SEAGAZE DR # 281 OCEANSIDE, CA 920544/30/20195/20/2019Transactional Accusation
  • H41131LA
  • Los AngelesVoluntary License SurrenderOCS Real Estate Services, Inc, Corporation4/30/20195/20/2019Transactional Accusation
  • H41153LA
  • Los AngelesOutright Denial of ApplicationReyes, Elder AN/A10/2/20185/22/2019Statement of Issues
  • H41160LA
  • Los AngelesRevocation with Restr Lic by StipulationGutierrez, Alma LeticiaSalesperson6730 FLORENCE AVE BELL GARDENS, CA 902014/26/20195/17/2019B&P 10177(b), B&P 490Rap Accusation
  • H41166LA
  • Los AngelesOutright Denial of ApplicationChayat, LiroyN/A9/19/20185/1/2019B&P 10177(b), B&P 475(a)(1), Reg 2910, B&P 480(d), B&P 480(a), B&P 475(a)(2), B&P 10177(a)Statement of Issues
  • H41173LA
  • Los AngelesOutright Denial of ApplicationCosey, MelissaN/A9/28/20185/15/2019B&P 10177(b), B&P 475(a)(1), B&P 480(a)(1), B&P 480(d), B&P 475(a)(2), B&P 475(a)(3), B&P 480(a)(2), B&P 10177(a)Statement of Issues
  • H41185LA
  • Los AngelesOutright Revoc by Default DecisionMills, Kevin ASalesperson27 PALMA VALLEY COTO DE CAZA, CA 9267910/22/20185/28/2019B&P 10177(b), B&P 490, B&P 10186.2Rap Accusation
  • H41196LA
  • Los AngelesOutright Denial of ApplicationSolano, Gregory ManuelN/A11/13/20185/28/2019B&P 10177(b), B&P 480(a)(1), B&P 10177(a)Statement of Issues
  • H41203LA
  • Los AngelesOutr Denial App MLO Lic EndorsAndia, Gloria MSalesperson26152 SANZ #A249 MISSION VIEJO, CA 9269111/6/20185/29/2019B&P 10166.051(b), B&P 10166.05, B&P 10166.05(c), Reg 2758.3, B&P 480(a), B&P 10166.051(a)MLO Statement of Issues
  • H41210LA
  • Los AngelesVoluntary License SurrenderTurturro, Michael ToddSalesperson2932 ARROYO SAN CLEMENTE, CA 9267311/14/20185/27/2019B&P 490, Reg 2910, B&P 10186.2, B&P 10177(a)Rap Accusation
  • H41255LA
  • Los AngelesOutright Revoc by Default DecisionLibstaff, Steven LeeSalesperson1125 EAST BALBOA BLVD UNIT A NEWPORT BEACH, CA 926611/10/20195/1/2019B&P 490, B&P 10177(b), B&P 10177(f)Rap Accusation
  • H41258LA
  • Los AngelesOutright Revoc by Default DecisionHynes, Christine MaySalesperson283 CABRILLO STREET #C COSTA MESA, CA 926271/10/20195/1/2019B&P 490, B&P 10177(b), Reg 2910Rap Accusation
  • H41264LA
  • Los AngelesOutright Denial of ApplicationWeitz, Andrew MarkN/A4/12/20195/29/2019B&P 10177(b), B&P 10177(g), B&P 10177(j), B&P 480(a)(1), B&P 10177(f)Statement of Issues
  • H41266LA
  • Los AngelesVoluntary License SurrenderStephens, Ambra CelesteSalesperson5425 CANEHILL AVE LAKEWOOD, CA 907131/16/20195/13/2019B&P 10177(b), B&P 490Rap Accusation
  • H41268LA
  • Los AngelesOutright Revoc by Default DecisionAnderson, Steve EricSalesperson1/16/20195/1/2019B&P 10177(b)Rap Accusation
  • H41283LA
  • Los AngelesOutright Revoc by Default DecisionEwing Realty Group Inc, Corporation23679 CALABASAS RD #363 CALABASAS, CA 913028/8/20195/27/2019B&P 2830, B&P 10177(g), Reg 2834, Reg 2731, Reg 2831, B&P 10177(h), B&P 10141.6, B&P 10148, B&P 10159.2, Reg 2951, Reg 2831.1, B&P 10177(d), B&P 10148(b), Reg 2831.2, Reg 2832, B&P 10176(g), Reg 2950(h), Reg 2950(e), B&P 10145, Reg 2950(d), B&P 10159.5, Reg 2725Audit Accusation
  • H41291LA
  • Los AngelesOutright Revoc by Default DecisionNickelson, Chris WayneSalesperson1565 W 45TH LOS ANGELES, CA 900622/1/20195/22/2019B&P 490, B&P 10177(b)Rap Accusation
  • H41297LA
  • Los AngelesOutright Revoc by Default DecisionMartinez, Alan AdolfoSalesperson1138 ELM AVE GLENDALE, CA 912012/11/20195/20/2019B&P 490, B&P 10177(b), B&P 10186.2Rap Accusation
  • H41308LA
  • Los AngelesOutright Revoc by Default DecisionE Mortgage, Corporation3/4/20195/8/2019B&P 10177(g), B&P 10131(d), B&P 10177(h), B&P 10148, B&P 10177(d), B&P 10148(b), B&P 10177(f), Reg 2742(c)Audit Accusation
  • H41309LA
  • Los AngelesOutright Revoc by Default DecisionJenkins, MichelleBroker11664 NATIONAL BLVD #380 LOS ANGELES, CA 900643/4/20195/20/2019B&P 10177(g), Reg 2832.1, B&P 10176(i), Reg 2970, Reg 2731, B&P 10165, Reg 2831, B&P 10177(j), B&P 10176(e), B&P 10232.4, B&P 10148, Reg 2846, B&P 10085, B&P 10177(d), B&P 10240, Reg 2842.5, Reg 2832, B&P 10166.02(a), B&P 10166.02(b), Reg 2715, B&P 10145, Reg 2840, B&P 10146, Reg 2972, B&P 10159.5, B&P 10162Audit Accusation
  • H41342LA
  • Los AngelesOutright Revoc by Default DecisionFloyd, Rick AlanBrokerPO BOX 9291 NEWPORT BEACH, CA 92658-92914/8/20195/28/2019Reg 2843, B&P 10177(g), B&P 10176(i) , B&P 10176(m), B&P 10244, B&P 10176(c), B&P 10148, B&P 10177(d), B&P 10232.5, B&P 10176(a), B&P 10176(g), Reg 2840Transactional Accusation
  • H41354LA
  • Los AngelesD&R Service - Unable to EffectGhaffari, DarinN/A5/3/20195/6/2019B&P 10131(d), B&P 10085.5(a), B&P 10130, B&P 10166.02, B&P 10085.6(a)Desist & Refrain
  • H41356LA
  • Los AngelesDenial with Restricted License by StipulationAsad, Ramzi EliasSalesperson5/7/20195/1/2019B&P 10177(b), B&P 10176(a)Stip w/out Pleading
  • H41360LA
  • Los AngelesDenial with Restricted License by StipulationMorrison, Brittany MorganSalesperson5/14/20195/8/2019Stip w/out Pleading
  • H41362LA
  • Los AngelesDenial with Restricted License by StipulationBarker, William MichaelSalesperson2799 TEMPLE AVE SIGNAL HILL, CA 907555/15/20195/8/2019B&P 10177(b)Stip w/out Pleading
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